Adam Jeffrey Smith

Current Employers

Employment History

• 06/2020 → 12/2021
  Fidelity Investments
  Covington, KY
• 11/2014 → 08/2017
  Five Below
  Brighton, MI
• 08/2016 → 05/2017
  Central Michigan University
  Mount Pleasant, MI
• 08/2017 → 04/2018
  Central Michigan University
  Mount Pleasant, MI
• 05/2018 → 01/2019
  Ralph Lauren
  Howell, MI
• 08/2015 → 05/2018
  Central Michigan University
  Mount Pleasant, MI
• 08/2018 → 05/2020
  University Of Cincinnati
  Cincinnati, OH
• 12/2021 → 01/2022
  Unemployed
  Cincinnati, OH
• 01/2022 → 08/2022
  Ubs Financial Services Inc
  Farmington Hills, MI
• 08/2022 → 07/2025
  Cadaret, Grant & Co., Inc.
  Bingham Farms, MI
• 11/2024 → Present
  Spartan Wealth Management
  Bingham Farms, MI
• 07/2025 → Present
  Lpl Financial Llc
  Bingham Farms, MI

Previous Registrations

• 2022-08-15 → 2025-07-07
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Birmingham, MI
  Bingham Farms, MI
  Syracuse, NY
  Syracuse, NY
• 2022-04-07 → 2022-08-23
  Ubs Financial Services Inc.
  Farmington Hills, MI

Other Businesses

1. 07/10/2025- Spartan Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)-Start date 08/15/2022- 160 Hours Per Month- 160 Hours During Trading 2. 08/07/2025 - Spartan Wealth Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/15/2022 - 160 hours per month/ during trading - I provide administrative support to Spartan Wealth Management, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2022-04-07
• S63 Uniform Securities Agent State Law Examination
  2020-11-13

Other Names

• Adam Jeffrey Smith
• Adam Smith