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Jacob Wessler

Fifth Third Securities, Inc.

Independence, KY

Cincinnati, OH

CRD 7265353

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-04-03
  • KY RA
    APPROVED
    Since 2024-04-03

Branch Locations

Independence, KY • United States

5001 Kingsley Drive, Cincinnati, OH 45263 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 06/2020 11/2021
Motus Freight Newport KY 06/2019 08/2019
United Postal Service Cincinnati OH 06/2017 08/2017
Thomas More University Crestview Hills KY 08/2016 05/2017
Thomas More University Crestview Hills KY 08/2017 05/2018
Thomas More University Crestview Hills KY 08/2018 05/2019
Thomas More University Crestview Hills KY 08/2019 05/2020
Unemployed Cincinnati OH 05/2018 08/2018
Fifth Third Securities Cincinnati OH 11/2021 Present
Fifth Third Bank Cincinnati OH 11/2021 Present
  • 06/2020 → 11/2021
    Fidelity Investments
    Covington, KY
  • 06/2019 → 08/2019
    Motus Freight
    Newport, KY
  • 06/2017 → 08/2017
    United Postal Service
    Cincinnati, OH
  • 08/2016 → 05/2017
    Thomas More University
    Crestview Hills, KY
  • 08/2017 → 05/2018
    Thomas More University
    Crestview Hills, KY
  • 08/2018 → 05/2019
    Thomas More University
    Crestview Hills, KY
  • 08/2019 → 05/2020
    Thomas More University
    Crestview Hills, KY
  • 05/2018 → 08/2018
    Unemployed
    Cincinnati, OH
  • 11/2021 → Present
    Fifth Third Securities
    Cincinnati, OH
  • 11/2021 → Present
    Fifth Third Bank
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-03
S63 Uniform Securities Agent State Law Examination 2020-11-18
  • S66 Uniform Combined State Law Examination
    2024-04-03
  • S63 Uniform Securities Agent State Law Examination
    2020-11-18
Other Names
  • Jacob Matthew Wessler

View on SEC IAPD

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