Thomas Hall

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2018-07-13

CT RA
APPROVED

Since 2018-07-13

Branch Locations

West Hartland, CT • United States

55 Nod Rd, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Hartford	CT	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Hartford	CT	11/2016	07/2018
Wells Fargo Advisors Financial Network, Llc	Avon	CT	07/2018	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Hartford, CT
11/2016 → 07/2018

Wells Fargo Clearing Services, Llc

Hartford, CT
07/2018 → Present

Wells Fargo Advisors Financial Network, Llc

Avon, CT

Previous Registrations

2005-09-26 → 2018-07-13

Wells Fargo Clearing Services, Llc

Boston, MA

West Hartford, CT

Hartford, CT

West Hartford, CT

Farmington, CT

Other Businesses

TOWERMARK WEALTH MANAGEMENT LLC, INV REALTED, AVON, CT, 33.33% OWNERSHIP START 02/13/2018, 160 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE. TTH CORP, INV RELATED, GRANBY, CT, 100% OWNERSHIP, START 2/16/2018, 2 HOURS PER MONTH, ZERO DURING TRADING SCORP FOR EXPENSES AND PAYROLL OF FINET PRACTICE.;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-05-17
S63	Uniform Securities Agent State Law Examination	2005-02-14

S65 Uniform Investment Adviser Law Examination

2005-05-17
S63 Uniform Securities Agent State Law Examination

2005-02-14

Other Names

Tj Hall
Thomas Jeffrey Hall

View on SEC IAPD