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William John Dupont

LPl Financial LLC

Houma, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-12-19
  • LA RA
    APPROVED
    Since 2023-12-19

Branch Locations

255 Corporate Drive, Houma, LA 70360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Houma LA 03/2023 Present
Unemployed Thibodaux LA 01/2023 03/2023
Nicholls State University Thibodaux LA 01/2022 12/2022
Snapsports Baton Rouge LA 08/2020 12/2021
D.L. Wealth Management Houma LA 05/2020 07/2020
Louisiana State University Baton Rouge LA 08/2018 04/2020
Nicholls State University Thibodaux LA 08/2017 07/2018
Edward Douglas White High School Thibodaux LA 08/2012 07/2017
  • 03/2023 → Present
    Houma, LA
  • 01/2023 → 03/2023
    Unemployed
    Thibodaux, LA
  • 01/2022 → 12/2022
    Nicholls State University
    Thibodaux, LA
  • 08/2020 → 12/2021
    Snapsports
    Baton Rouge, LA
  • 05/2020 → 07/2020
    D.L. Wealth Management
    Houma, LA
  • 08/2018 → 04/2020
    Louisiana State University
    Baton Rouge, LA
  • 08/2017 → 07/2018
    Nicholls State University
    Thibodaux, LA
  • 08/2012 → 07/2017
    Edward Douglas White High School
    Thibodaux, LA
Other Businesses

1) 04/25/2025 - Flagship Wealth Partners - Investment Related - At reported business locations - DBA for LPL Business (entity for LPL business) - Start Date:03/11/2024 - 160 Hrs/Mth - 30 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-18
  • S66 Uniform Combined State Law Examination
    2023-12-18

View on SEC IAPD

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