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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-05-17
TX RA APPROVED 2021-05-17
  • IL RA
    APPROVED
    Since 2021-05-17
  • TX RA
    APPROVED
    Since 2021-05-17

Branch Locations

St Charles, IL • United States

1411 Opus Place, Downers Grove, IL 60515 • United States

134 W Lake St, Bloomingdale, IL 60108 • United States

477 South 3Rd Street, Geneva, IL 60134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loras College Dubuque IA 08/2016 05/2020
Cottingham And Butler Dubuque IA 06/2019 01/2020
Great River Learning Dubuque IA 01/2020 05/2020
Mccoy Group Dubuque IA 05/2018 02/2019
Unemployed Orland Park IL 05/2020 06/2020
Trusort Posen IL 06/2017 08/2017
Thrivent Investment Management Inc Geneva IL 06/2020 Present
Thrivent Financial Appleton WI 07/2020 12/2020
Thrivent Financial Appleton WI 12/2020 Present
  • 08/2016 → 05/2020
    Loras College
    Dubuque, IA
  • 06/2019 → 01/2020
    Cottingham And Butler
    Dubuque, IA
  • 01/2020 → 05/2020
    Great River Learning
    Dubuque, IA
  • 05/2018 → 02/2019
    Mccoy Group
    Dubuque, IA
  • 05/2020 → 06/2020
    Unemployed
    Orland Park, IL
  • 06/2017 → 08/2017
    Trusort
    Posen, IL
  • 06/2020 → Present
    Geneva, IL
  • 07/2020 → 12/2020
    Thrivent Financial
    Appleton, WI
  • 12/2020 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-15
S63 Uniform Securities Agent State Law Examination 2020-09-14
  • S65 Uniform Investment Adviser Law Examination
    2021-05-15
  • S63 Uniform Securities Agent State Law Examination
    2020-09-14

View on SEC IAPD

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