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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-19 |
| CA | RA | APPROVED | 2025-01-29 |
Branch Locations
17800 Castleton St. Suite 418, City Of Industry, CA 91748 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Los Angeles | CA | 06/2020 | 06/2020 |
| Wayal Health Sciences And Andorra Life Llc | City Of Industry | CA | 02/2017 | 03/2020 |
| Radio Free Asia | Washington, Dc | DC | 12/1999 | 01/2017 |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Los Angeles | CA | 06/2020 | 12/2024 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 01/2025 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 01/2025 | Present |
1) REAL ESTATE RENTAL - 13707 PALMETTO CIRCLE, GERMANTOWN, MD 20875; NON-INVESTMENT RELATED; LANDLORD; RENTAL PROPERTY; LESS THAN 1% OF TIME SPENT. 2) FIXED INSURANCE SALES - 17800 CASTLETON ST, SUITE 418, CITY OF INDUSTRY, CA 91748; START DATE JUNE 1, 2025; INVESTMENT RELATED; INSURANCE REP; 10 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 3) RENTAL PROPERTY - 1 BLACK KETTLE COURT, BOYDS, MD 20841; INVESTMENT RELATED; START DATE JAN 17, 2017; OWNER WITH SPOUSE; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-24 |
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