Uriel Felipe Castro

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 04/2021
  Nylife Securities Llc
  Casper, WY
• 06/2020 → 04/2021
  New York Life Insurance Co
  Casper, WY
• 05/2015 → 01/2020
  Snake River Grill
  Jackson, WY
• 05/2018 → 12/2018
  Silver Dollar Bar & Grill
  Jackson, WY
• 01/2019 → 08/2019
  Roadhouse Brewery
  Jackson, WY
• 10/2017 → 05/2018
  O'DWyer's Public House
  Laramie, WY
• 05/2012 → 08/2019
  Roadhouse Q
  Wilson, WY
• 07/2021 → 02/2024
  Jpmorgan Chase Bank, N.A.
  Jackson, WY
• 07/2021 → 02/2024
  J.P. Morgan Securities Llc
  Jackson, WY
• 04/2021 → 06/2021
  Asesores Empresariales Llc
  Jackson, WY
• 06/2021 → 07/2021
  Persephone
  Wilson, WY
• 09/2014 → 12/2020
  University Of Wyoming
  Laramie, WY
• 01/2020 → 01/2020
  Silver Dollar Bar & Grill
  Jackson, WY
• 04/2024 → Present
  Fisher Investments
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-15
• S63 Uniform Securities Agent State Law Examination
  2021-03-01

Other Names

• Uriel Felipe-Castro