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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-10 |
| WA | RA | APPROVED | 2022-10-10 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Southlake | TX | 12/2020 | 07/2021 |
| Severed From Td Ameritrade | Portland | OR | 11/2020 | 11/2020 |
| Td Ameritrade | Portland | OR | 06/2020 | 10/2020 |
| Td Ameritrade - Furlough | Portland | OR | 03/2020 | 05/2020 |
| Unemployed | Kailua | HI | 01/2020 | 02/2020 |
| University Of Oregon | Eugene | OR | 02/2019 | 12/2019 |
| Oregon Athletics Ticket Office | Eugene | OR | 09/2018 | 01/2019 |
| Farmers Insurance | Tigard | OR | 04/2018 | 07/2018 |
| Joyrun | Eugene | OR | 01/2018 | 04/2018 |
| Banker's Life Insurance | Eugene | OR | 01/2018 | 03/2018 |
| University Of Oregon | Eugene | OR | 09/2017 | 12/2017 |
| University Of Oregon Housing | Eugene | OR | 06/2017 | 08/2017 |
| University Of Oregon | Eugene | OR | 09/2016 | 06/2017 |
| Round Table Pizza | Lake Oswego | OR | 07/2016 | 09/2016 |
| Fidelity Investments | Westlake | TX | 07/2021 | 09/2022 |
| Fisher Investments | Camas | WA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-30 |
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