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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-12 |
Branch Locations
80 Wolf Rd First Floor, Albany, NY 12205-2608 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilton Albany | Albany | NY | 01/2016 | 09/2017 |
| Tri-City Hotels Management | Albany | NY | 09/2017 | 04/2018 |
| Mazconnect | New Rochelle | NY | 04/2018 | 01/2019 |
| Onemain Financial | Rensselaer | NY | 01/2019 | 12/2020 |
| New York Life Insurance Co | Latham | NY | 07/2020 | 09/2023 |
| Nylife Securities Llc | Latham | NY | 04/2022 | 09/2023 |
| The Prudential Insurance Co. Of America | Syracuse | NY | 02/2024 | 06/2024 |
| Pruco Securities, Llc | Syracuse | NY | 02/2024 | 06/2024 |
| Albany Financial Group | Albany | NY | 10/2023 | 02/2024 |
| Etico Partners, Llc | Saratoga | NY | 06/2024 | 05/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2025 | 12/2025 |
| Cetera Investment Advisers Llc | Latham | NY | 06/2025 | 12/2025 |
| Ameriprise Financial Services, Llc | Albany | NY | 12/2025 | Present |
Real Estate Ownership; Multi-Family; 436 Aiken Ave, , Rensselaer, NY, 12144; Not Investment-Related; 10/01/2020 / Multi-Family; 22 Donnelly Drive , , Rensselaer , NY, 12144; Not Investment-Related; 10/01/2020. Business Ownership; Rohail Properties LLC; Owner; Real Estate; 909 Ridgeview Circle, , Castleton, NY, 12033; Not Investment-Related; 09/04/2020; 10 to 19 hours per month; 0 during trading hours. Outside Employment; FFLIH, LLC; Financial Planning Specialist - support for lead advisors and financial planning.; Manage advisory business; 80 Wolf Road, , Albany, NY, 12205; Investment-Related; 12/15/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-28 |
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