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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-11
  • IL RA
    APPROVED
    Since 2026-02-11

Branch Locations

570 Lake Cook Rd Ste 115, Deerfield, IL 60015 • United States

Chicago, IL • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Arkansas Fayetteville AR 08/2014 01/2017
Safe Ride University Of Arkansas Transit Fayetteville AR 01/2017 02/2018
Farmers Insurance Springdale AR 02/2018 07/2019
John Brown University Siloam Springs AR 07/2019 03/2020
John Brown University Siloam Springs AR 03/2020 06/2020
Lpl Financial, Llc Rogers AR 06/2020 04/2023
Strategic Wealth Advisors Group Sacramento CA 08/2021 04/2023
Goldman Sachs Deerfield IL 04/2023 01/2026
Kestra Advisory Services, Llc Deerfield IL 02/2026 Present
Kestra Investment Services, Llc Deerfield IL 02/2026 Present
  • 08/2014 → 01/2017
    University Of Arkansas
    Fayetteville, AR
  • 01/2017 → 02/2018
    Safe Ride University Of Arkansas Transit
    Fayetteville, AR
  • 02/2018 → 07/2019
    Farmers Insurance
    Springdale, AR
  • 07/2019 → 03/2020
    John Brown University
    Siloam Springs, AR
  • 03/2020 → 06/2020
    John Brown University
    Siloam Springs, AR
  • 06/2020 → 04/2023
    Lpl Financial, Llc
    Rogers, AR
  • 08/2021 → 04/2023
    Strategic Wealth Advisors Group
    Sacramento, CA
  • 04/2023 → 01/2026
    Goldman Sachs
    Deerfield, IL
  • 02/2026 → Present
    Deerfield, IL
  • 02/2026 → Present
    Kestra Investment Services, Llc
    Deerfield, IL
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/02/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: DAVID A MARCUS & ASSOCIATES POSITION: Senior Associate Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/02/2026 ADDRESS: 570 Lake Cook Rd, Suite 115, Deerfield IL 60015, United States DESCRIPTION: Recommending portfolios and securities to clients. Creating custom financial plans for families and high-net-worth individuals. Name: NFP POSITION: Senior Associate Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/02/2026 ADDRESS: 570 Lake Cook Rd, Suite 115, Deerfield IL 60015, United States DESCRIPTION: Recommending portfolios and securities to clients. Creating custom financial plans for families and high-net-worth individuals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-27
  • S66 Uniform Combined State Law Examination
    2022-03-27
Other Names
  • Fadel Abbas Krisht

View on SEC IAPD

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