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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-11 |
Branch Locations
570 Lake Cook Rd Ste 115, Deerfield, IL 60015 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Arkansas | Fayetteville | AR | 08/2014 | 01/2017 |
| Safe Ride University Of Arkansas Transit | Fayetteville | AR | 01/2017 | 02/2018 |
| Farmers Insurance | Springdale | AR | 02/2018 | 07/2019 |
| John Brown University | Siloam Springs | AR | 07/2019 | 03/2020 |
| John Brown University | Siloam Springs | AR | 03/2020 | 06/2020 |
| Lpl Financial, Llc | Rogers | AR | 06/2020 | 04/2023 |
| Strategic Wealth Advisors Group | Sacramento | CA | 08/2021 | 04/2023 |
| Goldman Sachs | Deerfield | IL | 04/2023 | 01/2026 |
| Kestra Advisory Services, Llc | Deerfield | IL | 02/2026 | Present |
| Kestra Investment Services, Llc | Deerfield | IL | 02/2026 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/02/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: DAVID A MARCUS & ASSOCIATES POSITION: Senior Associate Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/02/2026 ADDRESS: 570 Lake Cook Rd, Suite 115, Deerfield IL 60015, United States DESCRIPTION: Recommending portfolios and securities to clients. Creating custom financial plans for families and high-net-worth individuals. Name: NFP POSITION: Senior Associate Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/02/2026 ADDRESS: 570 Lake Cook Rd, Suite 115, Deerfield IL 60015, United States DESCRIPTION: Recommending portfolios and securities to clients. Creating custom financial plans for families and high-net-worth individuals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-27 |
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