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Catherine Louise Watson

Ellenbecker Investment Group

Waukesha, WI

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Current Employers
Ellenbecker Investment Group

N21 W23350 Ridgeview Parkway, Waukesha, WI 53188 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-17
  • WI RA
    APPROVED
    Since 2024-01-17

Branch Locations

N21 W23350 Ridgeview Parkway, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsr Wealth Management, Ltd Elmhurst IL 08/2019 12/2023
Homemaker Elmhurst IL 08/2018 08/2019
Raj Vora Cpa Ellisville MO 07/2016 07/2018
Ellenbecker Investment Group, Inc. Waukesha WI 01/2024 Present
  • 08/2019 → 12/2023
    Fsr Wealth Management, Ltd
    Elmhurst, IL
  • 08/2018 → 08/2019
    Homemaker
    Elmhurst, IL
  • 07/2016 → 07/2018
    Raj Vora Cpa
    Ellisville, MO
  • 01/2024 → Present
    Ellenbecker Investment Group, Inc.
    Waukesha, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-30
  • S65 Uniform Investment Adviser Law Examination
    2020-09-30

View on SEC IAPD

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BRIAN VICTOR LEHKY
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MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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