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Brett Blackwood

LPl Financial LLC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-24
SC RA APPROVED 2022-03-24
  • NC RA
    APPROVED
    Since 2022-03-24
  • SC RA
    APPROVED
    Since 2022-03-24

Branch Locations

7422 Carmel Executive Park Suite 218, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winthrop University Rock Hill SC 08/2016 05/2020
Showmars Charlotte NC 05/2015 09/2016
Sharonview Federal Credit Union Charlotte NC 05/2018 Present
Lpl Financial Llc Charlotte NC 06/2020 Present
  • 08/2016 → 05/2020
    Winthrop University
    Rock Hill, SC
  • 05/2015 → 09/2016
    Showmars
    Charlotte, NC
  • 05/2018 → Present
    Sharonview Federal Credit Union
    Charlotte, NC
  • 06/2020 → Present
    Lpl Financial Llc
    Charlotte, NC
Other Businesses

1)3/2021- Sharonview Financial Services- DBA for LPL Business (entity for LPL business)- Inv Related- at reported business location(s)-100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-23
S63 Uniform Securities Agent State Law Examination 2021-05-20
  • S65 Uniform Investment Adviser Law Examination
    2022-03-23
  • S63 Uniform Securities Agent State Law Examination
    2021-05-20

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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