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Tristan Daniel Jones

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-06-02
  • NE RA
    APPROVED
    Since 2025-06-02

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Ankeny IA 10/2020 04/2021
Wiskus Group Pella IA 06/2020 04/2021
Iowa Army National Guard Johnston IA 06/2015 06/2023
Valley High School West Des Moines IA 07/2013 05/2016
Iowa State University Ames IA 01/2017 08/2020
Shotgun Betty's West Des Moines IA 05/2017 08/2017
Asi Inc. Clive IA 06/2018 07/2018
Td Ameritrade Omaha NE 04/2021 09/2022
Charles Schwab & Co., Inc. Omaha NE 09/2022 Present
  • 10/2020 → 04/2021
    Nylife Securities Llc
    Ankeny, IA
  • 06/2020 → 04/2021
    Wiskus Group
    Pella, IA
  • 06/2015 → 06/2023
    Iowa Army National Guard
    Johnston, IA
  • 07/2013 → 05/2016
    Valley High School
    West Des Moines, IA
  • 01/2017 → 08/2020
    Iowa State University
    Ames, IA
  • 05/2017 → 08/2017
    Shotgun Betty's
    West Des Moines, IA
  • 06/2018 → 07/2018
    Asi Inc.
    Clive, IA
  • 04/2021 → 09/2022
    Td Ameritrade
    Omaha, NE
  • 09/2022 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-30
S63 Uniform Securities Agent State Law Examination 2021-06-15
  • S66 Uniform Combined State Law Examination
    2025-05-30
  • S63 Uniform Securities Agent State Law Examination
    2021-06-15

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
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