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Eagle Strategies LLC CRD 110826
$32.0B regulatory AUM 6,662 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-06 |
| IN | RA | APPROVED | 2024-10-25 |
| IL | RA | APPROVED | 2023-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Depaul Athletics Academics Advising | Chicago | IL | 09/2019 | 06/2021 |
| Apex Auto Care | Michigan City | IN | 06/2017 | Present |
| La Lumiere Preparatory School | Laporte | IN | 06/2013 | 06/2017 |
| Depaul University | Chicago | IL | 09/2017 | 06/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2020 | 10/2021 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 02/2021 | 10/2021 |
| Nylife Securities Llc | Deerfield | IL | 11/2021 | Present |
| New York Life Insurance Company | Deerfield | IL | 10/2021 | Present |
| Eagle Strategies Llc | Chicago | IL | 07/2023 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 1 N Wacker Drive, Chicago, IL, 60606; start 09/2021; Commissions; 10 hours per month, 5 hours during securities trading hours; insurance related] [Apex Auto Care; Automotive Repair; 2308 Franklin Street, Michigan City, IN, 46360; start 06/2017; Employee; 20 hours per month, 0 hours during securities trading hours; managing workflow.]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-19 |
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