Jay L Nathan

Employer firm

Prospect Financial Services LLC CRD 314154

$431M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1992 → Present
  Chwast & Kilbrith Cpa Pc
  Huntington, NY
• 08/2004 → 12/2018
  H.D. Vest
  Huntington, NY
• 09/1992 → Present
  The Chwast Cpa Group Pc
  Melville, NY
• 12/2018 → Present
  Lpl Financial Llc
  Rockville Centre, NY
• 12/2018 → 12/2021
  The Pinnacle Financial Group
  Rockville Centre, NY
• 12/2021 → Present
  Prospect Financial Services Llc
  Melville, NY

Previous Registrations

• 2021-09-02 → 2021-12-31
  The Pinnacle Financial Group
  Melville, NY

Other Businesses

1)12/14/18 - Prospect Financial Services - DBA for LPL Business (entity for LPL business) - Inv. Related - Melville, NY - Registered Representative of LPL a broker dealer - 5-10% 2)12/14/18-Prospect Rep Inc. - DBA for LPL Business (entity for LPL business)- Inv. Related- Rockville Centre, NY- start date 12/2018- 100hrs/mth - 10% 3)12/14/18- Long Island Charities Foundation Inc.- Non-Profit Board Member- VP - Non-Inv. Related- start date 7/1/2017- 2hrs/mth- 2% 4)12/14/18- The Chwast CPA Group PC- Tax Prep/Accounting/CPA- Inv. Related - Melville, NY- start date 9/21/1992 - 20hrs/mth- 5% 5)12/14/18 Olri Corp NIR- For-Profit Board Member/ VP- Non-Inv. Related- Plainview, NY- start date 8/15/2014- 1% 6)12/14/18- Prospect Rep Inc.- Non-Variable Insurance -Inv. Related- Rockville Centre, NY- 2hrs/mth- 5%. 7) 05/12/2021 - The Chwast CPA Group, P.C. - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - CPA/Owner - 110 Hours Per Month/4 Hours During Securities Trading. 8) 01/25/2022 - Prospect Financial Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/01/2003 - 160 Hours Per Month/140 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Prospect Financial Services, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-09-07