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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-06-17 |
| TX | RA | APPROVED | 2024-08-06 |
| NC | RA | APPROVED | 2024-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Ada Public Schools | OK | 12/2010 | 10/2016 |
| Oak Hills Golf And Country Club | Ada | OK | 10/2016 | 08/2017 |
| Cameron University | Lawton | OK | 08/2017 | 05/2019 |
| Duncan Golf And Tennis Club | Duncan | OK | 05/2019 | 07/2019 |
| University Of Oklahoma | Norman | OK | 08/2019 | 12/2021 |
| Ys Asset Management | Duncan | OK | 05/2020 | 12/2021 |
| Deloitte Consulting Llp | Dallas | TX | 01/2022 | 02/2024 |
| Ys Asset Management | Duncan | OK | 02/2024 | Present |
| Dbk Ventures Llc | Austin | TX | 04/2023 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2024 | Present |
| Prime Capital Partners, Llc | Ada | OK | 07/2024 | Present |
1. NAME OF OTHER BUSINESS: DBK VENTURES LLC INVESTMENT RELATED: YES ADDRESS: 5900 BALCONES DRIVE SUITE 100 AUSTIN, TX 78731 NATURE OF BUSINESS: REAL ESTATE START DATE: 04/2023 POSITION/TITLE/RELATIONSHIP: PARTNER/LLC MEMBER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: REVIEW BUY/SELL PROPERTY DECISIONS, ADVISE PROPERTY MANAGEMENT 2. NAME OF OTHER BUSINESS: YS ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: GENERAL ADMIN WORK. 3. NAME OF OTHER BUSINESS: PRIME CAPITAL PARTNERS, LLC; INVESTMENT RELATED: NO; ADDRESS: 1017 N BROADWAY AVE ADA, OK 74820; NATURE OF BUSINESS: RENTAL REAL ESTATE; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE RENOVATIONS, ASSIST IN DECISIONS ON BUYIUNG, RENTING AND SELLING RENTAL PROPERTIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-24 |
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