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Benton Lane Pruitt

Cetera Investment Advisers LLC

Davidson, NC

CRD 7263296

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-06-17
TX RA APPROVED 2024-08-06
NC RA APPROVED 2024-07-26
  • OK RA
    APPROVED
    Since 2026-06-17
  • TX RA
    APPROVED
    Since 2024-08-06
  • NC RA
    APPROVED
    Since 2024-07-26

Branch Locations

Davidson, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Ada Public Schools OK 12/2010 10/2016
Oak Hills Golf And Country Club Ada OK 10/2016 08/2017
Cameron University Lawton OK 08/2017 05/2019
Duncan Golf And Tennis Club Duncan OK 05/2019 07/2019
University Of Oklahoma Norman OK 08/2019 12/2021
Ys Asset Management Duncan OK 05/2020 12/2021
Deloitte Consulting Llp Dallas TX 01/2022 02/2024
Ys Asset Management Duncan OK 02/2024 Present
Dbk Ventures Llc Austin TX 04/2023 Present
Cetera Wealth Services, Llc El Segundo CA 03/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2024 Present
Prime Capital Partners, Llc Ada OK 07/2024 Present
  • 12/2010 → 10/2016
    Student
    Ada Public Schools, OK
  • 10/2016 → 08/2017
    Oak Hills Golf And Country Club
    Ada, OK
  • 08/2017 → 05/2019
    Cameron University
    Lawton, OK
  • 05/2019 → 07/2019
    Duncan Golf And Tennis Club
    Duncan, OK
  • 08/2019 → 12/2021
    University Of Oklahoma
    Norman, OK
  • 05/2020 → 12/2021
    Ys Asset Management
    Duncan, OK
  • 01/2022 → 02/2024
    Deloitte Consulting Llp
    Dallas, TX
  • 02/2024 → Present
    Ys Asset Management
    Duncan, OK
  • 04/2023 → Present
    Dbk Ventures Llc
    Austin, TX
  • 03/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2024 → Present
    Schaumburg, IL
  • 07/2024 → Present
    Prime Capital Partners, Llc
    Ada, OK
Previous Registrations
  • 2021-07-21 → 2022-01-03
    Ffec Wealth Partners Llc
    Duncan, OK
Other Businesses

1. NAME OF OTHER BUSINESS: DBK VENTURES LLC INVESTMENT RELATED: YES ADDRESS: 5900 BALCONES DRIVE SUITE 100 AUSTIN, TX 78731 NATURE OF BUSINESS: REAL ESTATE START DATE: 04/2023 POSITION/TITLE/RELATIONSHIP: PARTNER/LLC MEMBER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: REVIEW BUY/SELL PROPERTY DECISIONS, ADVISE PROPERTY MANAGEMENT 2. NAME OF OTHER BUSINESS: YS ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: GENERAL ADMIN WORK. 3. NAME OF OTHER BUSINESS: PRIME CAPITAL PARTNERS, LLC; INVESTMENT RELATED: NO; ADDRESS: 1017 N BROADWAY AVE ADA, OK 74820; NATURE OF BUSINESS: RENTAL REAL ESTATE; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE RENOVATIONS, ASSIST IN DECISIONS ON BUYIUNG, RENTING AND SELLING RENTAL PROPERTIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-24
  • S66 Uniform Combined State Law Examination
    2024-07-24

View on SEC IAPD

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