James Murphey Toney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → 12/2022
  Cotton States Insurance/Country Financial/ Country Capital Mang.
  Atlanta, GA
• 12/2022 → Present
  Lpl Financial
  Snellville, GA

Other Businesses

1- 12/2022 / Toney Financial Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / Snellville, GA 2- 09/2022 / NOTARY / OTHER-NOTARY / INVESTMENT RELATED / Snellville, GA 3- 01/2008 / James Toney Financial Services, Inc. / Business Entity For Tax/Investment Purposes Only / INVESTMENT RELATED / Snellville, GA 4- 05/05/2023 - Concourse Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 02/15/2023 - 2 Hours Per Month/0 Hours During Securities Trading 5- 07/26/2023 - Toney Insurance Services - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 07/24/2023 - 3 Hours Per Month/ 1 Hour During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-06-03

Designations

• Certified Financial Planner

Other Names

• James Toney
• Jamey Toney