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Daniel James Hartford

Morgan Stanley

Manchester, NH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-29
NH RA APPROVED 2020-08-26
  • TX RA
    APPROVED
    Since 2020-09-29
  • NH RA
    APPROVED
    Since 2020-08-26

Branch Locations

1155 Elm Street 6Th Floor, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Manchester NH 05/2020 Present
Wellington Management Company Boston MA 08/2017 04/2020
Wellington Management Company Boston MA 07/2014 07/2017
Morgan Stanley Private Bank, N.A New York NY 08/2021 Present
  • 05/2020 → Present
    Manchester, NH
  • 08/2017 → 04/2020
    Wellington Management Company
    Boston, MA
  • 07/2014 → 07/2017
    Wellington Management Company
    Boston, MA
  • 08/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-26
  • S66 Uniform Combined State Law Examination
    2020-08-26
Other Names
  • Daniel Hartford

View on SEC IAPD

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