Spencer Clift

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-12-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J. P. Morgan Securities Llc	Plano	TX	07/2022	03/2024
Jpmorgan Chase Bank N. A.	Plano	TX	07/2022	03/2024
Northwestern Mutual	West Hartford	CT	05/2020	05/2021
Comfort Footwear Etc	West Hartford	CT	07/2018	08/2019
Unemployed	Wethersfield	CT	06/2012	06/2018
Unemployed	Old Lyme	CT	09/2019	04/2020
Unemployed	Westerly	RI	06/2021	06/2022
Robinhood Markets, Inc.	Westlake	TX	06/2024	09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	11/2024	Present
Bryant University	Smithfield	RI	09/2018	05/2022
Mt Medical Llc	West Hartford	CT	07/2018	08/2019
Bank Of America, N.A.	Dallas	TX	01/2025	Present

07/2022 → 03/2024

J. P. Morgan Securities Llc

Plano, TX
07/2022 → 03/2024

Jpmorgan Chase Bank N. A.

Plano, TX
05/2020 → 05/2021

Northwestern Mutual

West Hartford, CT
07/2018 → 08/2019

Comfort Footwear Etc

West Hartford, CT
06/2012 → 06/2018

Unemployed

Wethersfield, CT
09/2019 → 04/2020

Unemployed

Old Lyme, CT
06/2021 → 06/2022

Unemployed

Westerly, RI
06/2024 → 09/2024

Robinhood Markets, Inc.

Westlake, TX
11/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
09/2018 → 05/2022

Bryant University

Smithfield, RI
07/2018 → 08/2019

Mt Medical Llc

West Hartford, CT
01/2025 → Present

Bank Of America, N.A.

Dallas, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-25
S63	Uniform Securities Agent State Law Examination	2022-10-19

Other Firms