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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
MA RA APPROVED 2020-10-15
  • VT RA
    APPROVED
    Since 2025-08-25
  • MA RA
    APPROVED
    Since 2020-10-15

Branch Locations

Cambridge, MA • United States

97 Mt. Auburn Street, Cambridge, MA 02138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Cambridge MA 07/2020 Present
Tiaa Cambridge MA 07/2020 Present
Unemployed Sudbury MA 05/2016 09/2016
Elon University Elon NC 09/2016 05/2020
Safe & Secure Llc Framingham MA 06/2017 09/2017
East China Normal University Shanghai 09/2018 12/2018
Tiaa Waltham MA 06/2019 08/2019
Unemployed Sudbury MA 05/2020 07/2020
Circor International Llc Burlington MA 05/2018 01/2019
  • 07/2020 → Present
    Cambridge, MA
  • 07/2020 → Present
    Tiaa
    Cambridge, MA
  • 05/2016 → 09/2016
    Unemployed
    Sudbury, MA
  • 09/2016 → 05/2020
    Elon University
    Elon, NC
  • 06/2017 → 09/2017
    Safe & Secure Llc
    Framingham, MA
  • 09/2018 → 12/2018
    East China Normal University
    Shanghai
  • 06/2019 → 08/2019
    Tiaa
    Waltham, MA
  • 05/2020 → 07/2020
    Unemployed
    Sudbury, MA
  • 05/2018 → 01/2019
    Circor International Llc
    Burlington, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-15
  • S66 Uniform Combined State Law Examination
    2020-10-15

View on SEC IAPD

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