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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-08-21 |
| TX | RA | APPROVED | 2024-08-21 |
Branch Locations
1200 N.W. 63Rd, Oklahoma City, OK 73116 • United States
7720 Nw Expressway, Oklahoma City, OK 73132 • United States
7005 S.E. 15Th, Midwest City, OK 73110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| L3 Resources | Oklahoma City | OK | 11/2018 | 05/2020 |
| W.E. Companies | Scott | LA | 08/2007 | 11/2018 |
| Equitable Advisors, Llc | New York | NY | 07/2020 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oklahoma City | OK | 11/2022 | 08/2024 |
| Bank Of America, N.A. | Oklahoma City | OK | 11/2022 | 08/2024 |
| J.P. Morgan Securities Llc | Oklahoma City | OK | 08/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Oklahoma City | OK | 08/2024 | Present |
| Equitable Finl Life Ins Co | New York | NY | 07/2020 | 11/2022 |
| Unemployed | Oklahoma City | OK | 06/2020 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-17 |
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