Mark Capecci

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-08-18

NC RA
APPROVED

Since 2022-08-18

Branch Locations

11325 N. Community House Road Suite 635, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Alabama	Tuscaloosa	AK	08/2015	08/2019
Clubup	Charlotte	NC	07/2017	08/2017
Unemployed	Charlotte	NC	08/2019	06/2020
Lpl Financial	Charlotte	NC	06/2020	Present

08/2015 → 08/2019

University Of Alabama

Tuscaloosa, AK
07/2017 → 08/2017

Clubup

Charlotte, NC
08/2019 → 06/2020

Unemployed

Charlotte, NC
06/2020 → Present

Lpl Financial

Charlotte, NC

Other Businesses

6/2020 - DBA for LPL Business (entity for LPL business) - Blackbridge Financial - Investment Related - Charlotte, NC 28277 6/2020 - DBA for RIA Business (entity for RIA business) - Blackbridge Financial - Investment Related - Charlotte, NC 28277

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-06

S66 Uniform Combined State Law Examination

2022-07-06

View on SEC IAPD

Current Employers

Independent Advisor Alliance, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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