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Thomas Nicholas Caiazzo

Goldman Sachs Wealth Services, L.P.

Morristown, NJ

CRD 7262457

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-01-04
  • NJ RA
    APPROVED
    Since 2021-01-04

Branch Locations

320 Headquarters Plaza East Tower 12Th Floor, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P. Parsippany NJ 06/2019 05/2020
The Ayco Company, L.P./Mercer Allied Parsippany NJ 06/2020 01/2021
Hines Interest Lp New York NY 06/2017 09/2017
Armani Exchange Staten Island NY 11/2017 06/2019
L&B Spumoni Gardens Brooklyn NY 09/2015 11/2017
St. John's University Staten Island NY 09/2015 06/2020
Goldman Sachs & Co. Llc New York NY 01/2021 Present
  • 06/2019 → 05/2020
    The Ayco Company, L.P.
    Parsippany, NJ
  • 06/2020 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Parsippany, NJ
  • 06/2017 → 09/2017
    Hines Interest Lp
    New York, NY
  • 11/2017 → 06/2019
    Armani Exchange
    Staten Island, NY
  • 09/2015 → 11/2017
    L&B Spumoni Gardens
    Brooklyn, NY
  • 09/2015 → 06/2020
    St. John's University
    Staten Island, NY
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-21
  • S66 Uniform Combined State Law Examination
    2020-12-21

View on SEC IAPD

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