Orlando John Ricci

Current Employers

Employment History

• 10/2011 → 01/2022
  Freelance
  Charlotte, NC
• 04/2011 → 01/2022
  Film Industry
  Charlotte, NC
• 01/2016 → 08/2019
  Appen Global
  Charlotte, NC
• 06/2020 → 10/2021
  New York Life Insurance Co.
  Charlotte, NC
• 07/2020 → 10/2021
  Nylife Securities Llc
  Charlotte, NC
• 10/2007 → 01/2022
  Nchsaa
  Charlotte, NC
• 01/2022 → Present
  Principal Securities Inc
  Charlotte, NC
• 01/2022 → Present
  Principal Life Insurance Company
  Charlotte, NC
• 01/2024 → Present
  Principal Advised Services
  Mooresville, NC

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/27/2024 ADDRESS: 401 McCullough Drive, Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: Retirement Consultant NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/27/2024 ADDRESS: 401 McCullough Dr., Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **NCHSAA POSITION: Wrestling Official NATURE: Wrestling Official INVESTMENT RELATED: No NUMBER OF HOURS: 37 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2007 ADDRESS: 128 Scanlon Rd, Mooresville NC 28115, United States DESCRIPTION: This is a seasonal position where I officiate wrestling at the high school level. **ACTOR POSITION: Actor/Film Crew NATURE: Entertainment INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2011 ADDRESS: 128 Scanlon Rd, Mooresville NC 28115, United States DESCRIPTION: Part-time Acting and Film Crew. **INDEPENDENT AUTHOR POSITION: Author NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2011 ADDRESS: 128 Scanlon Rd, Mooresville NC 28115, United States DESCRIPTION: I have published 2 novels and am working on a third, which I do not know when I will finish. I make some income off of this, but not much.

Exams

• S66 Uniform Combined State Law Examination
  2023-12-14
• S63 Uniform Securities Agent State Law Examination
  2020-08-07

Other Names

• Orlando Ricci