Mae Dean Patton

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-11-17

CA RA
APPROVED

Since 2025-11-17

Branch Locations

Temecula, CA • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Temecula	CA	06/2020	06/2024
Aerotek	St Louis	MO	12/2019	06/2020
Revenue Point Cycle Solutions	St Louis	MO	01/2013	10/2019
Charles Schwab & Co., Inc	Temecula	CA	04/2023	Present
Td Ameritrade Clearing Inc.	Temecula	CA	01/2024	06/2024

06/2020 → 06/2024

Td Ameritrade

Temecula, CA
12/2019 → 06/2020

Aerotek

St Louis, MO
01/2013 → 10/2019

Revenue Point Cycle Solutions

St Louis, MO
04/2023 → Present

Charles Schwab & Co., Inc

Temecula, CA
01/2024 → 06/2024

Td Ameritrade Clearing Inc.

Temecula, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-14
S63	Uniform Securities Agent State Law Examination	2022-06-01

S66 Uniform Combined State Law Examination

2025-11-14
S63 Uniform Securities Agent State Law Examination

2022-06-01

View on SEC IAPD