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Dori Tamieka Sippial

Pfs Investments Inc.

Montgomery, AL

CRD 7262216

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-12
AL RA APPROVED 2023-09-25
  • TX RA
    APPROVED_RES
    Since 2025-11-12
  • AL RA
    APPROVED
    Since 2023-09-25

Branch Locations

1401 I-85 Parkway Suite A-3, Montgomery, AL 36106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Montgomery AL 06/2020 Present
Primerica Financial Services Montgomery AL 09/1999 Present
Tuskegee Ready-Mix, Inc Montgomery AL 01/2019 Present
Mps Montgomery AL 08/2008 01/2018
  • 06/2020 → Present
    Montgomery, AL
  • 09/1999 → Present
    Primerica Financial Services
    Montgomery, AL
  • 01/2019 → Present
    Tuskegee Ready-Mix, Inc
    Montgomery, AL
  • 08/2008 → 01/2018
    Mps
    Montgomery, AL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. SIC, LLC, Investment Related, 301 Seminole Dr. Montgomery AL 36117, Nature of Business (Primerica Business Purposes), Position/Title (Owner), Start Date (7/29/2019) to Present, 40 hours per month (0 hours per month during securities trading hours), Legal entity formed solely for Primerica business purposes. Three Squared Logistics Inc., Not Investment related, Deatsville, AL 36022, Vice President/Ownership, 10 hours committed per month (0 hours during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-14
S63 Uniform Securities Agent State Law Examination 2020-08-10
  • S65 Uniform Investment Adviser Law Examination
    2023-08-14
  • S63 Uniform Securities Agent State Law Examination
    2020-08-10

View on SEC IAPD

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