Best Investors Account Sign in

Kenneth Martin Kaiser

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7262120

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-18
AZ RA APPROVED 2025-10-02
TX RA APPROVED 2025-09-30
  • NC RA
    APPROVED
    Since 2026-06-18
  • AZ RA
    APPROVED
    Since 2025-10-02
  • TX RA
    APPROVED
    Since 2025-09-30

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 03/2023 07/2024
St John Bosco High School Bellflower CA 08/2013 05/2017
Unemployed Long Beach CA 05/2017 08/2017
Arizona State University Tempe AZ 08/2017 05/2022
Solar Masters Lakewood CA 06/2018 08/2018
Fratty Bear Paramount CA 01/2019 03/2020
Northwestern Mutual Gilbert AZ 06/2020 07/2020
American Income Life Phoenix AZ 12/2020 03/2021
Self-Employed Scottsdale AZ 04/2021 03/2023
Crescent Electric Supply Company Phoenix AZ 08/2022 12/2022
Lpl Financial Llc Tempe AZ 08/2024 07/2025
The Vanguard Group, Inc. Charlotte NC 09/2025 Present
Unemployed Tempe AZ 07/2025 09/2025
Vanguard Marketing Corporation Charlotte NC 09/2025 Present
Vanguard Advisers, Inc. Charlotte NC 09/2025 Present
Vanguard Marketing Corporation Scottsdale AZ 03/2023 07/2024
  • 03/2023 → 07/2024
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2013 → 05/2017
    St John Bosco High School
    Bellflower, CA
  • 05/2017 → 08/2017
    Unemployed
    Long Beach, CA
  • 08/2017 → 05/2022
    Arizona State University
    Tempe, AZ
  • 06/2018 → 08/2018
    Solar Masters
    Lakewood, CA
  • 01/2019 → 03/2020
    Fratty Bear
    Paramount, CA
  • 06/2020 → 07/2020
    Northwestern Mutual
    Gilbert, AZ
  • 12/2020 → 03/2021
    American Income Life
    Phoenix, AZ
  • 04/2021 → 03/2023
    Self-Employed
    Scottsdale, AZ
  • 08/2022 → 12/2022
    Crescent Electric Supply Company
    Phoenix, AZ
  • 08/2024 → 07/2025
    Tempe, AZ
  • 09/2025 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 07/2025 → 09/2025
    Unemployed
    Tempe, AZ
  • 09/2025 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 09/2025 → Present
    Charlotte, NC
  • 03/2023 → 07/2024
    Vanguard Marketing Corporation
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
S63 Uniform Securities Agent State Law Examination 2023-05-19
  • S66 Uniform Combined State Law Examination
    2024-09-13
  • S63 Uniform Securities Agent State Law Examination
    2023-05-19
Other Names
  • Ken Kaiser
  • Kenneth M Kaiser
  • Kenneth Kaiser
  • Kenneth Martin Kaiser

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor