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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-18 |
| AZ | RA | APPROVED | 2025-10-02 |
| TX | RA | APPROVED | 2025-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2023 | 07/2024 |
| St John Bosco High School | Bellflower | CA | 08/2013 | 05/2017 |
| Unemployed | Long Beach | CA | 05/2017 | 08/2017 |
| Arizona State University | Tempe | AZ | 08/2017 | 05/2022 |
| Solar Masters | Lakewood | CA | 06/2018 | 08/2018 |
| Fratty Bear | Paramount | CA | 01/2019 | 03/2020 |
| Northwestern Mutual | Gilbert | AZ | 06/2020 | 07/2020 |
| American Income Life | Phoenix | AZ | 12/2020 | 03/2021 |
| Self-Employed | Scottsdale | AZ | 04/2021 | 03/2023 |
| Crescent Electric Supply Company | Phoenix | AZ | 08/2022 | 12/2022 |
| Lpl Financial Llc | Tempe | AZ | 08/2024 | 07/2025 |
| The Vanguard Group, Inc. | Charlotte | NC | 09/2025 | Present |
| Unemployed | Tempe | AZ | 07/2025 | 09/2025 |
| Vanguard Marketing Corporation | Charlotte | NC | 09/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 09/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2023 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-19 |
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