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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-14 |
| TX | RA | APPROVED | 2026-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Solon | OH | 06/2020 | 07/2026 |
| Umicore Specialty Materials Recycling | Wickliffe | OH | 01/2015 | 03/2020 |
| Unemployed | Chagrin Falls | OH | 03/2020 | 06/2020 |
| Massmutual Life Insurance Co | Solon | OH | 06/2020 | 07/2026 |
| Lpl Financial Llc | Solon | OH | 07/2026 | Present |
1. 07/2026 - Regal Financial - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/14/2026 2. 07/2026 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/14/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-09 |
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