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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-04-28 |
| NC | RA | APPROVED | 2024-09-23 |
| TX | RA | APPROVED | 2024-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Symetra Life Insurance Company | Bellevue | WA | 06/2021 | 08/2022 |
| Symetra Securities, Inc. | Bellevue | WA | 06/2021 | 08/2022 |
| 110 Grill | Canton | CT | 11/2020 | 01/2022 |
| Eli's Restaurant Group | Hamden | CT | 06/2018 | 11/2020 |
| Northwestern Mutual | New Haven | CT | 05/2020 | 08/2020 |
| Casals Online | Barcelona | 07/2019 | 08/2019 | |
| The Farms Country Club | Wallingford | CT | 04/2017 | 06/2018 |
| Ubs | Charlotte | NC | 10/2022 | 04/2023 |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2024 | Present |
| Aston Carter | Charlotte | NC | 11/2023 | 03/2024 |
| Del Frisco's Double Eagle Steakhouse | Charlotte | NC | 06/2023 | 12/2025 |
| Quinnipiac University | Hamden | CT | 08/2017 | 01/2022 |
| Lyman Hall High School | Wallingford | CT | 09/2013 | 06/2017 |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2024 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-20 |
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