Gerald James Owsianny

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2015-07-02

CO RA
APPROVED

Since 2015-07-02

Branch Locations

6001 North 24Th Street, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Phoenix	AZ	06/2015	Present
National Bank Of Arizona	Phoenix	AZ	08/2014	Present

06/2015 → Present

Lpl Financial

Phoenix, AZ
08/2014 → Present

National Bank Of Arizona

Phoenix, AZ

Previous Registrations

2011-01-03 → 2014-07-07

Wells Fargo Clearing Services, Llc

Scottsdale, AZ
2005-07-27 → 2011-01-03

Wells Fargo Investments, Llc

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

Other Businesses

1. 06/19/2015-NATIONAL BANK OF ARIZONA/FINANCIAL INSTITUTION DUTY/1. PRIVATE BANKER - ROLE IS TO GATHER DEPOSIT AND LENDING RELATIONSHIP AND CROSS SELL TO INVESTMENTS 2. Y 3. N/100%/6001 NORTH 24TH STREET. 2. 8/11/2017 - NB|AZ Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/02/2016 - 40 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-07-12

S66 Uniform Combined State Law Examination

2005-07-12

Other Names

Jerry Owsianny

View on SEC IAPD