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Glenn Allen Tom

Personal Best Financial LLC

Oakland, CA

CRD 3128150

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Employer firm

Personal Best Financial LLC CRD 324747

$33.2M regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • ESTATE PLANNING

From the firm’s Form ADV. Read the guides:

Current Employers
Personal Best Financial Llc

Oakland, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-08
  • CA RA
    APPROVED
    Since 2023-02-08

Branch Locations

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ncr Corporation Redwood City CA 08/2013 07/2019
Unemployed Oakland CA 07/2019 11/2022
Personal Best Financial Llc Oakland CA 11/2022 Present
  • 08/2013 → 07/2019
    Ncr Corporation
    Redwood City, CA
  • 07/2019 → 11/2022
    Unemployed
    Oakland, CA
  • 11/2022 → Present
    Personal Best Financial Llc
    Oakland, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-21
  • S65 Uniform Investment Adviser Law Examination
    2022-12-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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