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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-14
CA RA APPROVED 2021-11-10
  • TX RA
    APPROVED
    Since 2022-07-14
  • CA RA
    APPROVED
    Since 2021-11-10

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 07/2021 Present
Merrill Lynch San Jose CA 06/2020 08/2020
Primary Education San Jose CA 01/2010 08/2017
Baylor University Waco TX 08/2017 05/2021
Pizza Hut Waco TX 05/2019 09/2019
Campus Crates Waco TX 05/2018 08/2018
Bank Of America, N.A. San Jose CA 12/2021 Present
  • 07/2021 → Present
    San Jose, CA
  • 06/2020 → 08/2020
    Merrill Lynch
    San Jose, CA
  • 01/2010 → 08/2017
    Primary Education
    San Jose, CA
  • 08/2017 → 05/2021
    Baylor University
    Waco, TX
  • 05/2019 → 09/2019
    Pizza Hut
    Waco, TX
  • 05/2018 → 08/2018
    Campus Crates
    Waco, TX
  • 12/2021 → Present
    Bank Of America, N.A.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-09
  • S66 Uniform Combined State Law Examination
    2021-11-09

View on SEC IAPD

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