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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
MD RA APPROVED 2023-06-08
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • MD RA
    APPROVED
    Since 2023-06-08

Branch Locations

2001 Davidsonville Rd, Crofton, MD 21114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 09/2022 Present
Stoney River Steakhouse And Grill Annapolis MD 08/2012 Present
Python Talent Advisors Charlotte NC 08/2020 08/2021
Bank Of America, N.A. Columbia MD 03/2023 Present
  • 09/2022 → Present
    Columbia, MD
  • 08/2012 → Present
    Stoney River Steakhouse And Grill
    Annapolis, MD
  • 08/2020 → 08/2021
    Python Talent Advisors
    Charlotte, NC
  • 03/2023 → Present
    Bank Of America, N.A.
    Columbia, MD
Other Businesses

I* 1537344 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: Stoney River Steakhouse and Grill Investment related: no Address of business: Annapolis, MD, 21401 Nature of business: Limited Liability Company Position, title, association: Employee Start date of relationship: 08/16/2012 Number of hours devoted: 7 weekly Number of hours devoted during trading hours: 0 Duties: Steak house, I bartend on Saturdays

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-01
  • S66 Uniform Combined State Law Examination
    2023-06-01

View on SEC IAPD

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