John Christopher Cullen

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 10/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 08/2016 → 05/2020
  University Of Illinois At Urbana Champaign
  Champaign, IL
• 06/2019 → 08/2019
  Here Technologies
  Chicago, IL
• 06/2018 → 12/2018
  Action Pump & Co
  Cary, IL
• 05/2017 → 07/2017
  Security Locknut Llc
  Vernon Hills, IL
• 06/2017 → 08/2017
  Cary Park District
  Cary, IL
• 04/2017 → 05/2018
  Firehaus Bar & Grill
  Champaign, IL
• 06/2016 → 09/2016
  Champaign Park District
  Champaign, IL
• 11/2021 → 04/2023
  Northern Trust Bank
  Chicago, IL
• 12/2021 → 04/2023
  Northern Trust Securities, Inc.
  Chicago, IL
• 12/2021 → 04/2023
  Northern Trust Investments, Incorporated
  Chicago, IL
• 04/2023 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 04/2023 → Present
  Nuveen Asset Management Llc
  Chicago, IL

Previous Registrations

• 2022-01-03 → 2023-04-21
  Northern Trust Investments, Incorporated
  Chicago, IL
  Chicago, IL
• 2021-04-06 → 2021-10-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2021-04-02