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Seia CRD 108163
$22.5B regulatory AUM 114 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-04 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
610 Newport Center Drive Suite 300, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| La Models/State Model Management | Los Angeles | CA | 01/2015 | 03/2018 |
| Student At Fordham University | Bronx | NY | 08/2017 | 05/2021 |
| The Rohatyn Group | New York | NY | 03/2018 | 08/2018 |
| Star Mountain Capital | New York | NY | 06/2019 | 08/2019 |
| Bank Of America | New York | NY | 06/2020 | 08/2020 |
| New York Life Investments | New York | NY | 06/2021 | 02/2025 |
| Seia Llc | Las Vegas | NV | 02/2025 | Present |
| Ses Llc | Las Vegas | NV | 02/2025 | Present |
SEIA LLC POSITION: Senior Client Service Associate, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 02/24/2025 ADDRESS: 610 Newport Center Drive, Suite 300, Newport Beach, CA 92660, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-20 |
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