Christopher M Denice

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-12-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	07/2021	12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Worth	TX	06/2020	08/2020
Baylor University	Waco	TX	08/2017	05/2021
Credit Union	Waco	TX	07/2019	08/2019
K-12 Education	Plano	TX	01/2010	08/2017
Plano Sports Authority	Plano	TX	06/2015	06/2017
Morgan Stanley Smith Barney Llc	Dallas	TX	12/2021	Present
Morgan Stanley Private Bank, N.A.	New York	NY	12/2024	Present

07/2021 → 12/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
06/2020 → 08/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX
08/2017 → 05/2021

Baylor University

Waco, TX
07/2019 → 08/2019

Credit Union

Waco, TX
01/2010 → 08/2017

K-12 Education

Plano, TX
06/2015 → 06/2017

Plano Sports Authority

Plano, TX
12/2021 → Present

Morgan Stanley Smith Barney Llc

Dallas, TX
12/2024 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-09

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