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Samantha Dunn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-15
VA RA APPROVED 2021-11-11
  • TX RA
    APPROVED
    Since 2022-08-15
  • VA RA
    APPROVED
    Since 2021-11-11

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 07/2021 Present
Christopher Newport University Office Of Student Activities Newport News VA 08/2018 05/2021
Bank Of America Merrill Lynch Norfolk VA 06/2020 08/2020
Wilbanks Smith & Thomas Asset Management, Llc Norfolk VA 08/2019 08/2019
Old Navy Chesapeake VA 06/2015 07/2019
Christopher Newport University Newport News VA 08/2017 05/2021
Bank Of America, N.A. Norfolk VA 11/2021 Present
  • 07/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Norfolk, VA
  • 08/2018 → 05/2021
    Christopher Newport University Office Of Student Activities
    Newport News, VA
  • 06/2020 → 08/2020
    Bank Of America Merrill Lynch
    Norfolk, VA
  • 08/2019 → 08/2019
    Wilbanks Smith & Thomas Asset Management, Llc
    Norfolk, VA
  • 06/2015 → 07/2019
    Old Navy
    Chesapeake, VA
  • 08/2017 → 05/2021
    Christopher Newport University
    Newport News, VA
  • 11/2021 → Present
    Bank Of America, N.A.
    Norfolk, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
  • S66 Uniform Combined State Law Examination
    2021-11-08
Other Names
  • Samantha-Lynn Miner
  • Samantha-Lynn Dunn
  • Samantha Dunn
  • Samantha -Lynn Dunn

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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