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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-16
  • TX RA
    APPROVED
    Since 2022-02-16

Branch Locations

Coppell, TX • United States

3230 Camp Bowie Blvd Suites 400 And 775, Fort Worth, TX 76107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Fort Worth TX 07/2021 Present
Texas A & M University College Station TX 08/2017 05/2021
Bank Of America Fort Worth TX 09/2020 07/2021
Coppell High School Coppell TX 01/2010 07/2017
Cheerleader Lady, Llc Fort Worth TX 01/2025 Present
  • 07/2021 → Present
    Fort Worth, TX
  • 08/2017 → 05/2021
    Texas A & M University
    College Station, TX
  • 09/2020 → 07/2021
    Bank Of America
    Fort Worth, TX
  • 01/2010 → 07/2017
    Coppell High School
    Coppell, TX
  • 01/2025 → Present
    Cheerleader Lady, Llc
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-08
  • S66 Uniform Combined State Law Examination
    2022-02-08
Other Names
  • Ryan Finglass

View on SEC IAPD

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