Ethan Broder

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-04-26

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	07/2021	02/2023
Brixx Wood Fired Pizza	Huntersville	NC	10/2015	Present
Bank Of America Corporation	Charlotte	NC	06/2020	08/2020
University Of North Carolina At Chapel Hill	Chapel Hill	NC	08/2017	05/2021
Bank Of America, N.A.	Charlotte	NC	12/2021	02/2023
Wells Fargo Clearing Services	Charlotte	NC	04/2023	Present
Us Tech Solutions	Charlotte	NC	04/2023	07/2023

07/2021 → 02/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
10/2015 → Present

Brixx Wood Fired Pizza

Huntersville, NC
06/2020 → 08/2020

Bank Of America Corporation

Charlotte, NC
08/2017 → 05/2021

University Of North Carolina At Chapel Hill

Chapel Hill, NC
12/2021 → 02/2023

Bank Of America, N.A.

Charlotte, NC
04/2023 → Present

Wells Fargo Clearing Services

Charlotte, NC
04/2023 → 07/2023

Us Tech Solutions

Charlotte, NC

BRIXX WOOD FIRED PIZZA, NOT INV RELATED, HUNTERSVILLE, NC, SERVER, START: 4/29/2023, 10 HOURS A MONTH, 0 HOURS DURING TRADING, RESTARAUNT SERVER.;

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-13

Other Firms