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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-29
  • TX RA
    APPROVED
    Since 2023-11-29

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chick-Fil-A Plano TX 05/2015 09/2016
Rudy'S Barbecue And Country Store Allen TX 05/2017 08/2017
Richmond Landscaping & Associates Dallas TX 06/2018 08/2018
Thomson Reuters Carrollton TX 05/2019 08/2019
Bank Of America Merrill Edge Jacksonville FL 06/2020 08/2020
Fidelity Investments Westlake TX 06/2021 10/2022
J.P. Morgan Securities Llc Plano TX 10/2022 Present
Unemployed Allen TX 10/2016 05/2017
Unemployed Allen TX 09/2017 05/2018
Unemployed Allen TX 09/2018 04/2019
Unemployed Allen TX 09/2019 05/2020
Unemployed Allen TX 09/2020 05/2021
  • 05/2015 → 09/2016
    Chick-Fil-A
    Plano, TX
  • 05/2017 → 08/2017
    Rudy'S Barbecue And Country Store
    Allen, TX
  • 06/2018 → 08/2018
    Richmond Landscaping & Associates
    Dallas, TX
  • 05/2019 → 08/2019
    Thomson Reuters
    Carrollton, TX
  • 06/2020 → 08/2020
    Bank Of America Merrill Edge
    Jacksonville, FL
  • 06/2021 → 10/2022
    Fidelity Investments
    Westlake, TX
  • 10/2022 → Present
    Plano, TX
  • 10/2016 → 05/2017
    Unemployed
    Allen, TX
  • 09/2017 → 05/2018
    Unemployed
    Allen, TX
  • 09/2018 → 04/2019
    Unemployed
    Allen, TX
  • 09/2019 → 05/2020
    Unemployed
    Allen, TX
  • 09/2020 → 05/2021
    Unemployed
    Allen, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-29
S63 Uniform Securities Agent State Law Examination 2021-12-10
  • S66 Uniform Combined State Law Examination
    2023-11-29
  • S63 Uniform Securities Agent State Law Examination
    2021-12-10
Other Names
  • Christopher William Conway

View on SEC IAPD

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