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Current Employers
Nasdaq Dorsey Wright

3300 W Leigh Street, Richmond, VA 23230 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-29
NY RA APPROVED 2026-01-29
  • NJ RA
    APPROVED
    Since 2026-01-29
  • NY RA
    APPROVED
    Since 2026-01-29

Branch Locations

3300 W Leigh Street, Richmond, VA 23230 • United States

151 W 42Nd Street, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2021 10/2024
Bank Of America New York NY 06/2020 08/2020
Olden Pharmacy Hamilton NJ 06/2018 08/2018
Rutgers University New Brunswick NJ 09/2017 05/2021
Wwp High School South West Windsor NJ 05/2015 09/2017
Rutgers Business School New Brunswick NJ 09/2019 05/2021
Nasdaq New York NY 10/2024 Present
  • 07/2021 → 10/2024
    New York, NY
  • 06/2020 → 08/2020
    Bank Of America
    New York, NY
  • 06/2018 → 08/2018
    Olden Pharmacy
    Hamilton, NJ
  • 09/2017 → 05/2021
    Rutgers University
    New Brunswick, NJ
  • 05/2015 → 09/2017
    Wwp High School South
    West Windsor, NJ
  • 09/2019 → 05/2021
    Rutgers Business School
    New Brunswick, NJ
  • 10/2024 → Present
    Nasdaq
    New York, NY
Previous Registrations
Other Businesses

the name of the other business; Studio Suzuki whether the business is investment-related; No the address of the other business; West Windsor, NJ the nature of the other business; Small Record Label for Musical Artists your position; Partner title, or relationship with the other business; Co-Founder the start date of your relationship; December, 2018 the approximate number of hours/month you devote to the other business; 4 hours/month the number of hours you devote to the other business during securities trading hours; 0 hours/month and briefly describe your duties relating to the other business; Promote and distribute small local artists' music

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-12
  • S66 Uniform Combined State Law Examination
    2021-09-12

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