Claton Walker Heath

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2020 → 07/2021
  Ubs
  Nashville, TN
• 08/2016 → 12/2020
  Utc
  Chattanooga, TN
• 12/2019 → 05/2020
  Mutual Of Omaha
  Chattanooga, TN
• 06/2018 → 12/2019
  Burnett, Dobson And Pinchek
  Chattanooga, TN
• 07/2021 → 10/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Nashville, TN
• 06/2020 → 08/2020
  Bank Of America
  Chattanooga, TN
• 10/2023 → 02/2025
  Edward Jones
  St Louis, MO
• 02/2025 → Present
  Lpl Financial, Llc
  Brentwood, TN

Previous Registrations

• 2023-10-06 → 2025-02-24
  Edward Jones
  Franklin, TN
• 2021-12-22 → 2023-10-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Nashville, TN
  Nashville, TN
  New York, NY
  Chattanooga, TN
  Brentwood, TN
  Nashville, TN

Other Businesses

1- 02/2025 / Simmons Investment Services / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOCATION

Exams

• S66 Uniform Combined State Law Examination
  2021-12-15

Other Names

• Claton W Heath
• Claton Walker Heath
• Claton Heath