Wookuen An

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 05/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 08/2017 → 07/2018
  Nx Direct
  Atlanta, GA
• 08/2018 → 03/2020
  Grand Canyon Univeristy
  Phoenix, AZ
• 08/2012 → 06/2017
  University At Buffalo
  Buffalo, NY
• 06/2022 → 10/2024
  Ameriprise Financial Services, Llc
  Atlanta, GA
• 05/2021 → 06/2022
  Unemployed
  Chandler, AZ
• 10/2024 → Present
  Ameriprise Financial Services, Llc
  Atlanta, GA

Other Businesses

Business Ownership; Corbieres LLC; Co-owner; Manage Ameriprise Business; 75 14th ST NE, Suite 2130, Atlanta, GA, 30309; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2024-02-28

Other Names

• Adam Wookuen An
• Adam An