Best Investors Account Sign in
Inactive

Raffaele Nicholas Mazzone

Legacy Financial Advisors

Towson, MD

Claim This Profile
Current Employers
Legacy Financial Advisors

100 West Road, Suite 300, Towson, MD 21204 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-06-10
  • MD RA
    APPROVED
    Since 2025-06-10

Branch Locations

100 West Road, Suite 300, Towson, MD 21204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 06/2020 06/2021
Maryland Cleaning & Abatementservice Corp Baltimore MD 03/2020 05/2020
Gettysburg College Gettysburg PA 12/2019 03/2020
Gettysburg College Gettysburg PA 08/2016 05/2020
Baltimore Blast Baltimore MD 07/2019 07/2019
Gettysburg College Gettysburg PA 07/2019 07/2019
Long Beach Marina Middle River MD 06/2019 07/2019
Loyola Blakefield Towson MD 06/2019 06/2019
The Valley Inn Lutherville-Timonium MD 12/2018 01/2019
Medstar Health Nottingham MD 06/2018 08/2018
The Valley Inn Lutherville-Timonium MD 06/2018 07/2018
The Valley Inn Lutherville-Timonium MD 12/2017 01/2018
The Valley Inn Lutherville-Timonium MD 06/2017 09/2017
Mark Mettrick Soccer Camps Gettysburg PA 06/2017 07/2017
The Valley Inn Lutherville-Timonium MD 12/2016 01/2017
Robinhood Financial, Llc Charlotte NC 06/2021 11/2021
Triad Advisors Norcross GA 01/2022 04/2023
The Prosperity Consulting Group Owings Mills MD 11/2021 04/2023
Founders Financial Securities Llc Towson MD 04/2023 Present
  • 06/2020 → 06/2021
    Hunt Valley, MD
  • 03/2020 → 05/2020
    Maryland Cleaning & Abatementservice Corp
    Baltimore, MD
  • 12/2019 → 03/2020
    Gettysburg College
    Gettysburg, PA
  • 08/2016 → 05/2020
    Gettysburg College
    Gettysburg, PA
  • 07/2019 → 07/2019
    Baltimore Blast
    Baltimore, MD
  • 07/2019 → 07/2019
    Gettysburg College
    Gettysburg, PA
  • 06/2019 → 07/2019
    Long Beach Marina
    Middle River, MD
  • 06/2019 → 06/2019
    Loyola Blakefield
    Towson, MD
  • 12/2018 → 01/2019
    The Valley Inn
    Lutherville-Timonium, MD
  • 06/2018 → 08/2018
    Medstar Health
    Nottingham, MD
  • 06/2018 → 07/2018
    The Valley Inn
    Lutherville-Timonium, MD
  • 12/2017 → 01/2018
    The Valley Inn
    Lutherville-Timonium, MD
  • 06/2017 → 09/2017
    The Valley Inn
    Lutherville-Timonium, MD
  • 06/2017 → 07/2017
    Mark Mettrick Soccer Camps
    Gettysburg, PA
  • 12/2016 → 01/2017
    The Valley Inn
    Lutherville-Timonium, MD
  • 06/2021 → 11/2021
    Robinhood Financial, Llc
    Charlotte, NC
  • 01/2022 → 04/2023
    Triad Advisors
    Norcross, GA
  • 11/2021 → 04/2023
    The Prosperity Consulting Group
    Owings Mills, MD
  • 04/2023 → Present
    Towson, MD
Previous Registrations
Other Businesses

1. Pipeline Soccer Club, Non-Investment Related, 9033 Honeygo Blvd Perry Hall, MD 21128, Position: Coach, Business Nature: Athletics, Start Date: 2/7/24, Hours Per Month: 10; Hours during Securities Trading hours: 0, Duties: Coaching; Run training sessions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-19
  • S66 Uniform Combined State Law Examination
    2021-02-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Towson, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor