Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-11-12
MO RA APPROVED 2018-09-24
  • KS RA
    APPROVED
    Since 2020-11-12
  • MO RA
    APPROVED
    Since 2018-09-24

Branch Locations

Lake Quivira, KS • United States

1200 Main St, Kansas City, MO 64105 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 12/2011 Present
University Of Missouri - Kansas City Kansas City MO 08/2016 12/2016
Previous Registrations
Other Businesses

I*795250 Entity Type: Charitable Name: Harvesters - The Community Food Network Investment related: No Address: Kansas City, MO, 64129 Position: Fundraising committee member Start date of relationship: 5/1/2022 hrs devoted: 1 hr Mthly hrs devoted during trading hrs: 0 Duties: My responsibility is to Chair the Resource Development Committee and represent and support our board and volunteers with the fundraising staff. I*132211 Entity Type: Charitable Name: Harvesters-Community Food Network Investment related: No Address: Kansas City, MO 64129 Position: Director, Start date: 7/13/2020 hours devoted: 2 hours Mthly hours devoted during trading hours: 0 Duties: Harvesters is a regional food bank serving 26 counties in northwestern Missouri and northeastern Kansas. Harvesters provides food and related household products to more than 760 nonprofit agencies including emergency food pantries and food kitchens I*896254For profit or not for profit: Entity Charitable Name of outside business organization: The First Tee Greater Kansas City Investment related: No Address of business: Prairie Village, Kansas, 66207 Position, title, association: Board Member I*937234 / I*405130 Entity Charitable Name of outside business organization: Harvesters Community Food Network Invest related: No Address of business: Kansas City, MO, Position: Compensation committee Start date of relationship: 7/1/2022 Number of hours devoted: 6 hrs Yearly Duties: Provide guidance along with additional committee members to oversee executive compensation. Became Officer (Secretary of the Board) on 07/01/2024 I*1649259For profit or not for profit: Name: Revocable Trust Investment related: no Address of business: Cheyenne, WY Nature of business: Position: Successor Trustee Start date of relationship: 01/02/2024 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: I*1791258Entity Type: School Name of OBA: The Arthur Mag Graduate Fellowship Address: Kansas City, MO Investment Related: No Position: Committee Start Date:04/29/2024 No Hrs: 5 Yearly No Hrs during trading:5 Duties: Serve on Selection Committee for Fellowship grants - The Arthur Mag Graduate Fellowship is awarded to an outstanding graduate student or an exceptional Interdisciplinary Ph.D. student I*:2259320 Entity Type: CharitableName: J. L. and E. C. L. FoundationAddress: Kansas City, MO 64105Investment Related: NoPosition: Board member Employee Start Date: 06/05/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 2 hrs mthly Duties: Grant making, join 12 other board members in reviewing and decisioning grant requests I*2650261, Entity Type: Entity Charitable, Name: Lake Quivira Foundation, Address: Lake Quivira, Kansas, 66217, Investment Related: N, Position: Board Member, Employee State Date: 08/01/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Serve with other Board Members to carry out the mission of the Foundation, general fundraising, governance, grant making. Lake Quivira Foundation's mission is to provide Quivirans philanthropic opportunities that help ensure the beauty and amenities of the community are enhanced for future generations. I*2776263, Entity Type: Entity Charitable, Name of OBA: Harvesters Community Food Network - Chair Exec Search Comm., Address: Kansas City, Missouri, 64129, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 09/02/202, No Hours: 4 Monthly, No Hours during Trading: 2 Monthly, Duties: Organize and coordinate committee to to hire a new CEO. Community Food Bank

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-26
  • S66 Uniform Combined State Law Examination
    2018-03-26
Other Names
  • Tiffany Lane Franken
  • Tiffany Lane Owens
  • Tiffany Owens

View on SEC IAPD

More in Lake Quivira, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor