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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-14
IL RA APPROVED 2021-05-07
  • TX RA
    APPROVED
    Since 2021-05-14
  • IL RA
    APPROVED
    Since 2021-05-07

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Schaumburg, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 06/2020 Present
Autozone Inc Schaumburg IL 05/2015 12/2017
Autozone Inc Schaumburg IL 12/2017 05/2020
University Of Illinois At Chicago Chicago IL 08/2014 05/2020
Bank Of America, N.A. Rolling Meadows IL 07/2021 Present
  • 06/2020 → Present
    Rolling Meadows, IL
  • 05/2015 → 12/2017
    Autozone Inc
    Schaumburg, IL
  • 12/2017 → 05/2020
    Autozone Inc
    Schaumburg, IL
  • 08/2014 → 05/2020
    University Of Illinois At Chicago
    Chicago, IL
  • 07/2021 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-30
  • S66 Uniform Combined State Law Examination
    2021-04-30

View on SEC IAPD

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