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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-22 |
| UT | RA | APPROVED | 2026-06-19 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clearlink | Orem | UT | 09/2018 | 05/2020 |
| Utah Water Sports | South Jordan | UT | 05/2018 | 09/2018 |
| Vivint | Rancho Cucamonga | CA | 05/2017 | 08/2017 |
| Nu Skin | Provo | UT | 01/2017 | 05/2017 |
| Nu Skin | Provo | UT | 09/2017 | 05/2018 |
| Maceys | Provo | UT | 08/2016 | 12/2016 |
| Fidelity Investments | American Fork | UT | 05/2020 | 08/2021 |
| E*Trade Securities Llc | Sandy | UT | 08/2022 | 05/2024 |
| E*Trade Capital Management Llc | Sandy | UT | 08/2022 | 05/2024 |
| Fidelity Investments | Salt Lake City | UT | 09/2021 | 08/2022 |
| Morgan Stanley | Sandy | UT | 01/2023 | 05/2024 |
| Morgan Stanley | Sandy | UT | 09/2023 | 05/2024 |
| Iron Gate Global Advisors | Salt Lake City | UT | 05/2024 | 05/2026 |
| Morgan Stanley | Sandy | UT | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-26 |
| S66 | Uniform Combined State Law Examination | 2021-11-22 |
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