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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-09-18
  • GA RA
    APPROVED
    Since 2023-09-18

Branch Locations

504 N Main St, Sylvester, GA 31791 • United States

721 N. Westover Blvd, Albany, GA 31707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Albany GA 05/2023 Present
University Of Georgia Athens GA 08/2022 05/2023
Novare Group Atlanta GA 05/2022 08/2022
University Of Georgia Athens GA 08/2021 05/2022
Renasant Bank Albany GA 05/2021 08/2021
University Of Georgia Athens GA 08/2020 05/2021
Renasant Bank Albany GA 05/2020 08/2020
University Of Georgia Athens GA 08/2019 05/2020
Dj's Ii Car Wash Albany GA 05/2019 08/2019
Abraham Baldwin Agricultural College Tifton GA 05/2018 05/2019
Deerfield Windsor School Albany GA 08/2012 05/2018
  • 05/2023 → Present
    Albany, GA
  • 08/2022 → 05/2023
    University Of Georgia
    Athens, GA
  • 05/2022 → 08/2022
    Novare Group
    Atlanta, GA
  • 08/2021 → 05/2022
    University Of Georgia
    Athens, GA
  • 05/2021 → 08/2021
    Renasant Bank
    Albany, GA
  • 08/2020 → 05/2021
    University Of Georgia
    Athens, GA
  • 05/2020 → 08/2020
    Renasant Bank
    Albany, GA
  • 08/2019 → 05/2020
    University Of Georgia
    Athens, GA
  • 05/2019 → 08/2019
    Dj's Ii Car Wash
    Albany, GA
  • 05/2018 → 05/2019
    Abraham Baldwin Agricultural College
    Tifton, GA
  • 08/2012 → 05/2018
    Deerfield Windsor School
    Albany, GA
Other Businesses

1) 08/2023 - Renasant Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-15
  • S66 Uniform Combined State Law Examination
    2023-09-15
Other Names
  • Cole Mitchell

View on SEC IAPD

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