Chad Michael Mills

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-11-01
IA	RA	APPROVED	2020-09-24

TX RA
APPROVED_RES

Since 2022-11-01
IA RA
APPROVED

Since 2020-09-24

Branch Locations

126 Second Ave Se, Cresco, IA 52136 • United States

202 E Water St, Decorah, IA 52101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Decorah	IA	06/2020	Present
Decorah Bank & Trust	Decorah	IA	06/2020	Present
Assured Partners	Waverly	IA	01/2019	06/2020
Cuna Mutual Group	Waverly	IA	01/2016	01/2019

06/2020 → Present

Lpl Financial Llc

Decorah, IA
06/2020 → Present

Decorah Bank & Trust

Decorah, IA
01/2019 → 06/2020

Assured Partners

Waverly, IA
01/2016 → 01/2019

Cuna Mutual Group

Waverly, IA

Other Businesses

1) 7/1/2020- WEALTH MANAGEMENT SERVICES-DBA for LPL Business (entity for LPL business)- Inv. Related- Decorah, IA - 100% 2) 10/27/2023 - Synchronize - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/22/2023 - 2 Hours Per Month/ During Trading 3) 10/14/2025- Protivin Little League Baseball- Other - Coach/Sports/Fitness- Not INV Related- At Protivin, Iowa- Start date 05/06/2025- 15 Hours Per Month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-09-24
S63	Uniform Securities Agent State Law Examination	2020-02-15

S65 Uniform Investment Adviser Law Examination

2020-09-24
S63 Uniform Securities Agent State Law Examination

2020-02-15

Designations

View on SEC IAPD