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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-19
FL RA APPROVED 2018-04-03
  • TX RA
    APPROVED_RES
    Since 2022-08-19
  • FL RA
    APPROVED
    Since 2018-04-03

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

6301 Newberry Rd, Gainesville, FL 32605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Orlando FL 04/2018 Present
Unemployed Gainesville FL 05/2016 03/2018
Previous Registrations
  • 2016-02-22 → 2016-04-25
    Gainesville, FL
  • 2006-04-19 → 2011-05-19
    Truist Investment Services, Inc.
    Gainesville, FL
    Gainesville, FL
    Gainesville, FL
    Newberry, FL
    Gainesville, FL
    Gainesville, FL
    Gainesville, FL
    Newberry, FL
    Gainesville, FL
    Gainesville, FL
    Gainesville, FL
Other Businesses

RENTAL PROPERTY, INV RELATED, OCALA, FL, 100% OWNERSHIP WITH SPOUSE, START 6/28/2011, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, OCALA, FL, 100% OWNERSHIP WITH SPOUSE, START 6/28/2011, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, GAINESVILLE, FL, 100% OWNERSHIP WITH SPOUSE, START 8/1/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-11
  • S66 Uniform Combined State Law Examination
    2016-02-11
Other Names
  • Cynthia Lynn Hatfield
  • Cynthina L. Hatfieldwatson
  • Cynthia L. Hatfield

View on SEC IAPD

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